2 Jobs for Associate found
Compliance Manager ID:71214
80,000 THB ~ 100,000 THBBTS (Silom Line), MRT LineJob Description
• Conduct various aspects of legal works including reviewing and drafting various agreements, giving advice on legal affairs, managing disputes, conducting corporate works• Organize overall Compliance management & Risk Management• Lead internal audits for affiliates in Thailand and other southeast Asia countries to assure complied and efficient business process • Conduct company strategic activities with legal, compliance, audit knowledgePrincipal Accountabilities• Develop, lead, and conduct legal activities with legal expertiseo Reviewing and drafting various agreementso Giving advice on legal affairso Managing disputes• Develop, lead, and conduct compliance activities with legal and audit expertiseo Prepare and maintain company documents and guidelineso Risk management and reporting activities i.e. risk control, BCP, self-audit, Soxo Conduce compliance training and activities for employeeso CSR activitieso Ad-hoc work assigned by GM• Conducting internal audits for affiliates in Thailand and other southeast Asia as a lead role o Set up audit process for FTC and other affiliates in Thailand in cooperation with FEC HQ and FTC related Dept (HR, Compliance, Accounting, Finance, Costing)o Conduct an annual plan, fieldwork, closure report, and follow-up activity in a proactive mannero Constructive advice to affiliates in Thailand to improve work procedures• Conducting regional Headquarter transformation following the instruction of GMo Implement and maintain the right and standardized process, and guidelines with compliance – mainly compliance, Audit, legalo Back-up of a critical operation, SSC set-up preparationo Other activities assigned by GM
Benefit
- Social Security
- Group Insurance / Dental 3,000 THB (After pro)
- BONUS (average 2.6 months)
- Provident fund 3% (After pro)
- Transportation Allowance only BTS/MRT (20 days)Compliance Senior OfficerID:70854
45,000 THB ~ 60,000 THBBTS (Sukhumvit Line)Job Description
• Responsible for all regulatory and compliance matters, including reporting to and communication with both the relevant local authorities such as The Securities and Exchange Commission, Thailand (SEC) and parent company.• Assisting with regulatory and compliance matters relating to the start of business in Thailand, including company establishment• Responsible to design / update and conduct risk based local compliance monitoring program and proactively identify current regulatory gaps and/or local compliance weaknesses and propose rectification measures.• Monitor local regulatory developments, provide assessment(s) of the implications and implementation of new or amended regulations and local compliance policies in order to address, manage and mitigate such changes, in a practical and effective manner.• Be the subject matter expert in Thai private banking business and compliance matters and AML/CFT matters.• Provide guidance and support to private banking business unit (s) both locally and in the region, on compliance policies and procedures, including but not limited to, compliance monitoring activities and initiatives.• Perform assigned reviews based on compliance workplan e.g. post trade monitoring, e-communication surveillance, gifts and entertainment, personal account trading etc.
Benefit
- SSO
- Group Insurance (After pro)
- Provident Fund start 5% (After pro)
- Bonus (Aver. 2 months)
- Annual leave 15 days (After pro)
- Etc.
